WHITE PAPER - This guide is intended to help advisors who are considering going independent or who have already struck out on their own to better understand and navigate their technology options.
Posted: August 13, 2009 | Published: July 1, 2009


Topics:  Business Intelligence | Business IT Alignment | Compliance (Finance) | Compliance (Systems Operations) | Financial Reporting | Financial Services Industry | Portfolio Management (Finance) | Portfolio Management (IT Management) | Reporting Software | SMBs

WHITE PAPER - How does a firm or fund manager assess his/her research management needs and choose the best solution? This document helps by identifying pain points in the research workflow that RMS must address, describing how RMS supports investment process and decision making, and highlighting key features to consider when evaluating RMS solutions.
Posted: August 10, 2009 | Published: December 31, 2008


Topics:  Compliance (Finance) | Financial Metrics | Financial Reporting | Financial Services Industry | Information Management | Investments | Research and Development

WHITE PAPER - This document is designed to help firms understand their data conversion options. It outlines what data is critical and must be converted for compliance purposes and business continuity, what data is not critical, the relationship between data conversion and reporting, and what to look for in a new technology provider relative to data conversion.
Posted: August 10, 2009 | Published: January 1, 2009


Topics:  Business Continuity Planning | Business Intelligence | Compliance (Finance) | Compliance Best Practices | Data Migration | Investments | Portfolio Management (Finance) | Reporting Software

WHITE PAPER - This Securities and Exchange Commission Exam Survival Guide provides you with the actions you can take to prepare for an SEC exam so that when the call comes, there is minimal stress and disruption to your firm.
Posted: August 10, 2009 | Published: August 1, 2008


Topics:  Audit Trails | Best Practices | Compliance (Finance) | Disaster Recovery | Documentation | Information Management | Portfolio Management (Finance) | Regulations | Risk Assessment